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Effect of CAD on Radiologists' Detection of Lung Nodules on Thoracic CT Scans Analysis of an Observer Performance Study by Nodule Size

Rationale and Objectives

To retrospectively investigate the effect of a computer-aided detection (CAD) system on radiologists’ performance for detecting small pulmonary nodules in computed tomography (CT) examinations, with a panel of expert radiologists serving as the reference standard.

Materials and Methods

Institutional review board approval was obtained. Our dataset contained 52 CT examinations collected by the Lung Image Database Consortium, and 33 from our institution. All CTs were read by multiple expert thoracic radiologists to identify the reference standard for detection. Six other thoracic radiologists read the CT examinations first without and then with CAD. Performance was evaluated using free-response receiver operating characteristics (FROC) and the jackknife FROC analysis methods (JAFROC) for nodules above different diameter thresholds.

Results

A total of 241 nodules, ranging in size from 3.0 to 18.6 mm (mean, 5.3 mm) were identified as the reference standard. At diameter thresholds of 3, 4, 5, and 6 mm, the CAD system had a sensitivity of 54%, 64%, 68%, and 76%, respectively, with an average of 5.6 false positives (FPs) per scan. Without CAD, the average figures of merit (FOMs) for the six radiologists, obtained from JAFROC analysis, were 0.661, 0.729, 0.793, and 0.838 for the same nodule diameter thresholds, respectively. With CAD, the corresponding average FOMs improved to 0.705, 0.763, 0.810, and 0.862, respectively. The improvement achieved statistical significance for nodules at the 3 and 4 mm thresholds ( P = .002 and .020, respectively), and did not achieve significance at 5 and 6 mm ( P = .18 and .13, respectively). At a nodule diameter threshold of 3 mm, the radiologists’ average sensitivity and FP rate were 0.56 and 0.67, respectively, without CAD, and 0.67 and 0.78 with CAD.

Conclusion

CAD improves thoracic radiologists’ performance for detecting pulmonary nodules smaller than 5 mm on CT examinations, which are often overlooked by visual inspection alone.

Although there is controversy over whether screening with computed tomography (CT) may reduce lung cancer mortality , there is little doubt that thin-slice multidetector row CT allows the detection of more lung nodules, often of smaller size, than both thicker section CT examinations and chest radiographic images . Multidetector row CT examinations of the thorax are now commonly reconstructed at 1–3 mm slice thickness and often with overlapping intervals , resulting in a large number of images to be interpreted. Fatigue caused by the increased workload of reviewing more images per examination, combined with pressures to be time-efficient, may result in false negatives (ie, missed lung nodules). Computer-aided detection (CAD) may help reduce false negatives at a lower cost than double reading by a second radiologist.

With increased interest in the detection and evaluation of lung nodules on CT examinations, a number of research groups have been investigating the development of CAD systems for pulmonary nodules , and the effect of CAD on radiologists’ performance . Several CAD systems have been approved to be used as a “second reader” for applications in mammography and lung imaging . In a second reader paradigm, the radiologist first interprets the image without CAD, and then reinterprets it after the CAD prompts are shown . If the radiologist does not discard his or her previous findings in the reinterpretation, the nodule detection sensitivity and the number of false positives (FPs) when reading with CAD will not be lower than that when reading without CAD. It is important to measure the potential increase in FPs with CAD that may adversely impact the clinical management, as well as the potential increase in sensitivity. Because many cases contain multiple nodules, it is also important to evaluate the effect of CAD on a per-nodule basis, as opposed to a per-scan-only basis. Finally, with the goal of detecting cancer at an earlier stage, it is important to analyze the effect of CAD based on nodule size. To address these issues, we designed a free-response receiver operating characteristic (FROC) experiment to compare the detection of lung nodules on CT examinations with and without CAD, and to analyze the dependence of the performance results on nodule size.

Materials and methods

Dataset

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Table 1

The Manufacturer and Model of the Computed Tomography Scanners and the Reconstruction Filter Type for the 85 Examinations in our Dataset

Manufacturer/model Number of scans Filter type GE LightSpeed QX/I 17 Bone GE LightSpeed Ultra 1 Bone GE LightSpeed Ultra 35 Standard GE LightSpeed 16 5 Standard Philips Brilliance 16 3 D ∗ Siemens Emotion 6 4 B31s † Siemens Sensation 16 15 B30f ‡ Siemens Sensation 64 5 B30f

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The Reference Standard

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First phase

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Second phase

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Computerized Nodule Detection System

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Figure 1, The block diagram of our computerized nodule detection system.

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Observer Performance Study

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Figure 2, The graphical user interface developed for the observer performance study. The figure shows an example of reading in the without computer-aided detection mode, in which the radiologist provided a mark-rating pair for each suspected nodule.

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Statistical Analysis

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Results

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Figure 3, The distribution of the nodule diameter, as defined after the second phase of reference standard construction, for the 85 computed tomography examinations in our dataset.

Figure 4, The distribution of the number of lung nodules in a scan for the 85 computed tomography examinations in our dataset.

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Table 2

Computer Detection Sensitivities for Nodule Diameter Thresholds of 3, 4, 5, and 6mm and the FP Rate

Average sensitivity at nodule diameter threshold FP rate (average no. of FPs per scan) 3 mm 4 mm 5 mm 6 mm 5.6 54% 64% 68% 76%

FP, false positive.

Figure 5, Free-response receiver operating characteristic curves for the six study radiologists without and with computer-aided detection for nodules with diameter ≥3 mm (D = 3).

Table 3

The FOM by JAFROC Analysis in the Without- and With-CAD Modes at a Nodule Diameter Threshold of D = 3mm

Radiologist FOM without-CAD FOM with-CAD Increase with CAD R1 0.697 0.736 0.039 R2 0.538 0.587 0.049 R3 0.628 0.713 0.085 R4 0.690 0.72 0.030 R5 0.706 0.741 0.035 R6 0.708 0.731 0.023 Average 0.661 (0.622–0.698) 0.705 (0.664–0.743) 0.044

FOM, figure of merit; CAD, computed-aided diagnosis.

Numbers in parentheses indicate the 95% confidence interval.

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Table 4

Average FOM by JAFROC Analysis of the Six Study Radiologists for Nodule Diameter Thresholds of 3, 4, 5, and 6mm

Nodule diameter threshold (mm) Average FOM without-CAD (95% confidence interval) Average FOM with-CAD (95% confidence interval) Increase with CAD_P_ value 3 0.661 (0.662–0.698) 0.705 (0.664–0.743) 0.044 .002 4 0.729 (0.685–0.770) 0.763 (0.717–0.805) 0.034 .020 5 0.793 (0.743–0.836) 0.810 (0.759–0.853) 0.017 .18 6 0.838 (0.782–0.884) 0.862 (0.808–0.905) 0.024 .13

FOM, figure of merit; JAFROC, jackknife free-response receiver operating characteristic; CAD, computer-aided diagnosis.

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Table 5

Average FP Rate and Sensitivity of the Six Study Radiologists for Nodule Diameter Thresholds of 3, 4, 5, and 6mm

Average sensitivity at nodule diameter threshold FP rate (average no. of FPs per scan) 3mm 4mm 5mm 6mm Without-CAD 0.667 (0.153-1.259) 0.559 (0.369-0.676) 0.670 (0.507–0.782) 0.773 (0.635–0.847) 0.836 (0.741–0.889) With-CAD 0.778 (0.200-1.412) 0.665 (0.544-0.755) 0.758 (0.662–0.838) 0.825 (0.753–0.894) 0.901 (0.815–0.963) % increase with CAD 16.8% 18.9% 13.1% 6.9% 7.7%P value .003 .001 .003 .023 .019

FP, false positive; CAD, computer-aided diagnosis.

A likelihood of nodule (LN) threshold of 0 was used to determine which marking corresponded to a true positive, FP, or of no consequence. Numbers in parentheses indicate the range. The statistical significances of the differences in sensitivities and FP rates between the without- and with-CAD modes were estimated with the Student’s paired t -test for the six radiologists.

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Figure 6, A reference nodule that was detected by one and four study radiologists in the without- and with–computer-aided detection (CAD) modes, respectively. Three of the four expert Lung Image Database Consortium radiologists marked this reference nodule in the unblinded reading mode. This example demonstrates that some of the so-called misses in both without- and with-CAD modes may in reality be differences of interpretation between the study radiologists and the reference radiologists.

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Figure 7, A true-positive computer-aided detection (CAD) mark that increased radiologists' sensitivity. This is a 4-mm reference nodule that was detected by two of the six study radiologists in the without-CAD mode. After viewing the computer prompt in the with-CAD mode, the other four study radiologists also marked this finding as a nodule.

Figure 8, A false-positive (FP) computer-aided detection (CAD) mark that increased radiologists' FP rate. In the without-CAD mode, one of six radiologists marked this apical scar as a nodule. After viewing the computer prompt in the with-CAD mode, two additional study radiologists marked it as a nodule.

Figure 9, A false negative of the computer-aided detection (CAD) system. This 5-mm ground-glass opacity was detected by three study radiologists in the without-CAD mode, and missed by the CAD system.

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Discussion

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