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Machine Learning Algorithms Utilizing Quantitative CT Features May Predict Eventual Onset of Bronchiolitis Obliterans Syndrome After Lung Transplantation

Rationale and Objectives

Long-term survival after lung transplantation (LTx) is limited by bronchiolitis obliterans syndrome (BOS), defined as a sustained decline in forced expiratory volume in the first second (FEV 1 ) not explained by other causes. We assessed whether machine learning (ML) utilizing quantitative computed tomography (qCT) metrics can predict eventual development of BOS.

Materials and Methods

Paired inspiratory-expiratory CT scans of 71 patients who underwent LTx were analyzed retrospectively (BOS [ n = 41] versus non-BOS [ n = 30]), using at least two different time points. The BOS cohort experienced a reduction in FEV 1 of >10% compared to baseline FEV 1 post LTx. Multifactor analysis correlated declining FEV 1 with qCT features linked to acute inflammation or BOS onset. Student t test and ML were applied on baseline qCT features to identify lung transplant patients at baseline that eventually developed BOS.

Results

The FEV 1 decline in the BOS cohort correlated with an increase in the lung volume ( P = .027) and in the central airway volume at functional residual capacity ( P = .018), not observed in non-BOS patients, whereas the non-BOS cohort experienced a decrease in the central airway volume at total lung capacity with declining FEV 1 ( P = .039). Twenty-three baseline qCT parameters could significantly distinguish between non-BOS patients and eventual BOS developers ( P < .05), whereas no pulmonary function testing parameters could. Using ML methods (support vector machine), we could identify BOS developers at baseline with an accuracy of 85%, using only three qCT parameters.

Conclusions

ML utilizing qCT could discern distinct mechanisms driving FEV 1 decline in BOS and non-BOS LTx patients and predict eventual onset of BOS. This approach may become useful to optimize management of LTx patients.

Introduction

Lung transplantation (LTx) is an important treatment option for patients with advanced, irreversible lung disease . However, despite continued advancements in LTx techniques, long-term survival is limited by chronic lung allograft dysfunction (CLAD). The obstructive phenotype of CLAD is a form of chronic immune-mediated rejection that causes an obliterative bronchiolitis resulting in progressive airflow obstruction over time and eventual allograft failure and death . Because histopathologic confirmation of obliterative bronchiolitis is impractically obtained with surgical lung biopsy, given risks and cost, the clinically defined term bronchiolitis obliterans syndrome (BOS) was introduced . BOS is defined as a sustained decline in the forced expiratory volume in the first second (FEV 1 ) of the transplanted patient from the peak baseline post-transplant value not associated with other potential reversible causes such as pulmonary infections or pulmonary edema . Stage BOS 0-p is defined as a decline in FEV 1 of >10% from peak post-LTx FEV 1 .

The onset of BOS is associated with poor survival, with a median survival of 2.5 years after its onset . Its incidence is highest during the first 2 years after transplantation, but patients remain at risk indefinitely, and the cumulative incidence reaches more than 50% after 5 years . Although advances in LTx technique and postoperative care have resulted in improved short-term outcomes, there has been no substantial decrease in the incidence of BOS . Additionally, no effective treatments have been established yet, although there is evidence suggesting augmented immunosuppression may stabilize or cause regression of the disease if diagnosed in the early stages . Also, as BOS affects the small airways of the allograft, it may be that, by the time it is clinically diagnosed, a large proportion of the allograft airways have already been irreversibly affected. Therefore, earlier detection of BOS is of great interest because it might increase the probability of successful treatment with novel therapeutic agents in future clinical trials.

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Materials and Methods

Study Population

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Table 1

Patient Characteristics

Study Population Total subjects 71 (41 BOS and 30 non-BOS) Gender Male: 53, female: 18 Transplant type 14 right, 17 left, 40 bilateral BOS onset 19 early onset (15 ± 9 mo after LTx), 13 late onset (56 ± 26 mo after LTx), 9 unknown Pretransplant diagnosis 26 IPF, 23 COPD, 7 CF, 5 A1AD, 10 other Number of scans per patient 3 ± 1 scans (mean ± SD), ranging from 2 to 8 Follow-up HRCT scans 4.1 ± 3.3 y (mean ± SD) after transplant, ranging from 15 d to 13 y

A1AD, alpha-1-antitrypsin deficiency; BOS, bronchiolitis obliterans syndrome; CF, cystic fibrosis; COPD, chronic obstructive pulmonary disease; HRCT, high-resolution computed tomography; LTx, lung transplantation; SD, standard deviation.

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Table 2

Time to Bronchiolitis Obliterans Syndrome Onset

Type of Onset Number of Patients Median Time After Transplantation_P_ Value Early onset 19 15 ± 9 months .1354 Late onset 13 56 ± 26 months Unknown 9 Unknown

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qCT Imaging Processing (with FRI)

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Figure 1, Central and distal airways ( left ) and lobe volumes ( right ) as defined by FLUIDDA's segmentation process. The central airway volume is defined as the region from the trachea until the segmental bronchi (the combination of the trachea, left main bronchus, right main bronchus, truncus intermedius, right upper lobe bronchus, right middle lobe bronchus, right lower lobe bronchus, left upper lobe bronchus, superior division bronchus, lingular bronchus, and left lower lobe bronchus). The distal airway volume is defined as the segmented airway volume starting from the third bifurcation (fourth generation), which includes segmental bronchi (B1R, B2R, etc.) and subsegmental bronchi that are discernible on the scan (bronchi with a diameter of >1–2 mm).

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Statistical Analysis

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Results

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Table 3

Changes in FRI Parameters Related to Declines in FEV 1

FRI Parameter BOS Non-BOS_P_ Value Conditional R 2 FRC lung volume Increase No change .027 0.86 TLC iVaw central No change Decrease .039 0.89 FRC iVaw central Increase No change .018 0.70

BOS, bronchiolitis obliterans syndrome; FEV 1 , forced expiratory volume in the first second; FRC, functional residual capacity; FRI, functional respiratory imaging; iVaw, imaging airway volume; TLC, total lung capacity.

Figure 2, Correlation between FEV 1 (in % predicted) and imaging lung volume at FRC (in % predicted) for the BOS and non-BOS cohorts. The correlation for the BOS patients (in blue ) has a negative slope, indicating that lower values of FEV 1 are associated with higher lung volumes at FRC. Non-BOS patients (in red ) have a slope of almost zero, so the lung volume at FRC has no correlation with FEV 1 . BOS, bronchiolitis obliterans syndrome; FEV 1 , forced expiratory volume in the first second; FRC, functional residual capacity. (Color version of figure is available online.)

Figure 3, Change in imaging lung volume at FRC (in % predicted) over time after lung transplant (in days/100) for the bronchiolitis obliterans syndrome cohort. FRC, functional residual capacity; iVlobe, imaging lobar volume.

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Figure 4, Correlation between FEV 1 (in % predicted) and imaging central airway volume (iVaw central) at FRC (in mL) for the BOS and the non-BOS cohorts. The correlation for the BOS patients (in blue ) has a negative slope, indicating that lower values of FEV 1 are associated with higher central airway volumes at FRC. Non-BOS patients (in red ) have a slope of almost zero, so the central airway volume at FRC has no correlation with FEV 1 . BOS, bronchiolitis obliterans syndrome; FEV 1 , forced expiratory volume in the first second; FRC, functional residual capacity; iVaw, imaging airway volume. (Color version of figure is available online.)

Figure 5, Correlation between FEV 1 (in % predicted) and imaging central airway volume (iVaw central) at TLC (in mL) for the BOS and the non-BOS cohorts. The correlation for the BOS patients (in blue ) has a slope of almost zero, so the central airway volume at TLC has no correlation with FEV 1 . Non-BOS patients (in red ) have a positive slope, indicating that lower values of FEV 1 are associated with lower central airway volumes at FRC. BOS, bronchiolitis obliterans syndrome; FEV 1 , forced expiratory volume in the first second; iVaw, imaging airway volume; TLC, total lung capacity. (Color version of figure is available online.)

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Figure 6, Functional respiratory imaging visualization of the changes in lobar volume at FRC, and airway volumes at FRC and TLC of BOS and non-BOS patients (60 years old, male, and 59 years old, female, respectively), 4 and 2 years after the initial evaluation. Both patients underwent a bilateral lung transplant. During this period, the patient with BOS had a reduction of 11.85% in FEV 1 and the non-BOS patient had a reduction of 7.36% in FEV 1 . The regions experiencing a volume reduction appear in blue tones , whereas the regions in yellow and red tones represent an increased volume in comparison with the baseline scan. Regions in green represent almost no change. Lobes are shown on their anatomically correct position relative to each other; thin lines represent fissures between adjacent lobes. BOS, bronchiolitis obliterans syndrome; FRC, functional residual capacity; iVaw, imaging airway volume; iVlobe, imaging lobar volume; TLC, total lung capacity. (Color version of figure is available online.)

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Table 4

Significant Baseline Predictors for BOS Development (Student t Test)

Type Level Feature Zone_P_ Value FRI FRC Lobe volume (iVlobe) RML <.0001 FRI FRC Lobe volume (iVlobe predicted) RML <.0001 FRI FRC Lobe (lung) volume (iVlobe) Right lung .001 FRI FRC Lobe volume (iVlobe) RUL .001 FRI FRC Lobe volume (iVlobe predicted) RUL .002 FRI TLC Lobe volume (iVlobe predicted) RML .009 FRI TLC Lobe volume (iVlobe) RML .009 FRI FRC Lobe volume (iVlobe) RLL .013 FRI FRC Airway volume (iVaw) LL .015 FRI FRC Airway volume (iVaw) Total .019 FRI FRC Airway volume (iVaw) LLL .021 FRI FRC Airway volume (iVaw) RLL .025 FRI FRC Lobe volume (iVlobe predicted) RLL .027 FRI FRC Airway resistance (iRaw) RUL .031 FRI FRC Airway volume (iVaw) Central .037 FRI FRC Airway volume (iVaw) Distal .040 FRI FRC Airway surface (iSaw) Total .040 FRI FRC Airway volume (iVaw) Left lung .041 FRI FRC Airway surface (iSaw) LL .043 FRI FRC Airway surface (iSaw) RLL .045 FRI FRC Airway surface (iSaw) Central .047 FRI FRC Specific airway volume (siVaw) LL .048 FRI FRC Airway resistance (iRaw) RML .049

FRC, functional residual capacity; FRI, functional respiratory imaging; iRaw, imaging airway resistance; iSaw, imaging airway surface; iVaw, imaging airway volume; iVlobe, imaging lobar volume; LL, lower lobes (right lower lobe AND left lower lobe); LLL, left lower lobe; RLL, right lower lobe; RML, right middle lobe; RUL, right upper lobe.

Figure 7, Significant baseline qCT predictors for BOS development (Student t test). Please see Supplementary Figure S1 for individual detailed box plots. CM2, square centimeter; FRC, functional residual capacity; iRaw, imaging airway resistance; iSaw, imaging airway surface; iVaw, imaging airway volume; iVlobe, imaging lobar volume; iVlobepred, image-based lobar volume [percent predicted]; LL, lower lobes (left lower lobe + right lower lobe); LLL, left lower lobe; ML, milliliter; RE, right lung; RLL, right lower lobe; RML, right middle lobe; RUL, right upper lobe; siVaw, specific image-based airway volume; TLC, total lung capacity.

Figure 8, Baseline FEV 1 and FEV 1 (% predicted) are not significant predictors of eventual BOS development. BOS, bronchiolitis obliterans syndrome; FEV 1 , forced expiratory volume in the first second.

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Table 5

Accuracies for One-, Two-, and Three-dimensional Machine Learning Classification Based on Best Combinations of Baseline Predictors

Dimension (Number of Features) Accuracy (%) Baseline Features 1 76 Central airway volume (iVaw) at FRC 1 76 Total airway volume (iVaw) at FRC 2 83 Lobe volume (iVlobe) of RML at TLC Lobe volume (iVlobe) of RUL at FRC 3 85 Lobe volume (iVlobe) of RML at TLC Airway resistance (iRaw) of RUL at FRC Central airway surface (iSaw) at FRC

FRC, functional residual capacity; iRaw, imaging airway resistance; iSaw, imaging airway surface; iVaw, imaging airway volume; iVlobe, imaging lobar volume; RML, right middle lobe; RUL, right upper lobe.

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Discussion

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Supplementary Data

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Figure S1

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