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Multiscale Optimization of the Probe Placement for Radiofrequency Ablation

Rationale and Objectives

We present a model for the optimal placement of mono- and bipolar probes in radiofrequency (RF) ablation. The model is based on a system of partial differential equations that describe the electric potential of the probe and the steady state of the induced heat distribution.

Materials and Methods

To optimize the probe placement we minimize a temperature-based objective function under the constraining system of partial differential equations. Further, the extension of the resulting optimality system for the use of multiple coupled RF probes is discussed. We choose a multiscale gradient descent approach to solve the optimality system.

Results

This article describes the discretization and implementation of the approach with finite elements on three-dimensional hexahedral grids.

Conclusion

Applications of the optimization to artificial test scenarios as well as a comparison to a real RF ablation show the usefulness of the approach.

During the last decade, local and minimally invasive techniques have become a promising treatment of tumor diseases. Especially in situations in which a surgical resection or chemotherapy is not possible because of the extent of the tumor or the general state of the patient, thermotherapies such as radiofrequency (RF) ablation offer an alternative and less invasive form of treatment.

In this work, we consider the RF ablation of hepatic tumors with mono- or bipolar systems (see Fig 1 ): A probe, which is connected to an electric generator, is placed inside the malignant tissue, so that an electric current flows through the body and heats the tissue near the probe up to temperatures of more than 60°C.

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Figure 1

Schematic sketch of a bipolar RF ablation.

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A model for the simulation of RF ablation

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Figure 2, Schematic setting of the considered configuration. Note that Ω+∪Ω−=Ω±⊂Ωpr Ω+∪Ω−=Ω±⊂Ωpr , where all these sets depend on x¯ x¯ and a¯ a¯ .

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−div(σ∇)=0inΩ\Ω¯¯¯± −

div

(

σ

)

=

0

in

Ω

\

Ω

¯

±

with appropriate boundary conditions (see below), models the electric potential ϕ : Ω → R of the RF probe. Here, σ ∈ ℝ is the electric conductivity of the tissue. For the electrostatic equation, we consider the boundary conditions

=±1onΩ¯¯¯+andΩ¯¯¯−,

±

1

on

Ω

¯

+

and

Ω

¯

,

n⋅∇=n⋅(x¯−x)|x¯−x|2onΓout, n

=

n

(

x

¯

x

)

|

x

¯

x

|

2

on

Γ

out

,

where n denotes the outer normal on Γ out . Equation 2a fixes the potential on the electrodes, and the Robin boundary condition in Eq 2b is based on the assumption that on the boundary (far from the probe) the potential behaves approximately as induced by a point load at the barycenter x¯ x

¯ of the probe.

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Figure 3, Equivalent circuit diagram for the calculation of the scaling factor that is needed to convert the unscaled power P into the effective heat source Q rf .

Figure 4, The characteristic curve of the generator shows the dependence of the effective power P eff on the impedance R of the tissue, whereas R I and P setup are fixed (here: R I = 80Ω, P setup = 200 W).

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R=U2PtotalwithPtotal=∫Ωσ|∇|2dx, R

=

U

2

P

total

with

P

total

=

Ω

σ

|

|

2

d

x

,

where U is the difference of the potential ϕ on the two electrodes ( U = 2V for bipolar probes and U = 1V for monopolar probes) (see Eq 2a ). According to the equivalent circuit diagram shown in Fig 2 , the effective power of the generator is now given by

Peff=4PsetupRRI(R+RI)2, P

eff

=

4

P

setup

R

R

I

(

R

+

R

I

)

2

,

where R I is the inner resistance of the generator and P setup is the value set up at the generator’s control unit. Finally, the heat source is given by

Qrf=PeffPtotalσ|∇|2. Q

rf

=

P

eff

P

total

σ

|

|

2

.

The spatial distribution of heat T : Ω → ℝ is modeled by the steady state of the so-called bioheat-transfer equation

−div(λ∇T)=Qrf+QperfinΩ. −

div

(

λ

T

)

=

Q

rf

+

Q

perf

in

Ω

.

Here, λ ∈ ℝ is the thermal conductivity of the tissue. The right hand side of Eq 3 consists of the source (heating) Q rf from the electric current and the sink (cooling) Q perf from the vascular system. We assume that there is no heating on the outer boundary of Ω and thus consider the Dirichlet boundary condition

T=TbodyonΓout. T

=

T

body

on

Γ

out

.

Finally, the term modeling the cooling effects of the blood perfusion Q perf is a variant of the approach of Pennes ( ):

Qperf=−v(T−Tbody), Q

perf

=

v

(

T

T

body

)

,

where

v=v(x)={vvesselρm,Bcm,B,vcapρm,Bcm,B,x∈Ωv,else. v

=

v

(

x

)

=

{

v

vessel

ρ

m,B

c

m,B

,

x

Ω

v

,

v

cap

ρ

m,B

c

m,B

,

else

.

Thus the coefficient v depends on the relative blood circulation rate vvessel[s−1] v

vessel

[

s

1

] of vessels and vcap[s−1] v

cap

[

s

1

] of capillaries respectively, as well as on the blood density ρ m,B [k g /m] and the heat capacity cm,B[J/kgK] c

m,B

[

J

/

k

g

K

] of blood. Here we assume that the whole tissue is pervaded by capillary vessels and thus is exposed to their cooling influence.

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−σΔ=0inΩ/Ω¯¯¯±, −

σΔ

=

0

in

Ω

/

Ω

¯

±

,

−λΔT+vT=Qrf+vTbodyinΩ −

λΔT

+

vT

=

Q

rf

+

v

T

body

in

Ω

with boundary conditions Eq 2a, 2b, and 4 . Here H 1 = H 1,2 denotes the Sobolev space of functions having weak derivatives ( ). Note that the two equations are coupled through the term Q rf on the right hand side of the steady state heat equation in Eq 5b .

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Objective functions

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f(T)=ω12∥T−Tbody∥2L2(Ω\Ωtu)+ω22∥T−Tcrit∥2L2(Ωtu) f

(

T

)

=

ω

1

2

T

T

body

L

2

(

Ω

\

Ω

tu

)

2

+

ω

2

2

T

T

crit

L

2

(

Ω

tu

)

2

with ω 1 and ω 2 being suitable weights, so that the above requirements are met. Here, L 2 (Ω) is the space of square integrable functions on Ω and ∥∥v∥2L2=(v,v) ∥

v

L

2

2

=

(

v

,

v

) is the norm on L 2 where ( v,w ) = ∫ Ω vwdx denotes the scalar poduct.

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f(T)=∫Ωtue−T(x)dx. f

(

T

)

=

Ω

tu

e

T

(

x

)

d

x

.

By using the exponential function, we aim at an equal heat distribution inside the tumor. The lowest temperature inside the tumor is penalized most (see black curve in Fig 5 ), so that configurations with only a small sufficiently hot volume inside the tumor lead to a higher value of the objective function than a uniform tumor heating.

Figure 5, Different curves of exponential functions without additional weighting (black) or with a weighting factor in the argument (gray). The steep slope leads to a high penalty for low temperatures.

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f(T)=∫Ωtue−αT(x)dx. f

(

T

)

=

Ω

tu

e

α

T

(

x

)

d

x

.

This allows for a modification of the grade of penalization of a non-uniform temperature distribution inside the tumor (lower penalization for α < 1; stronger penalization for α > 1; see gray curves in Fig 4 ).

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f(T)=eTmin∫Ωtue−T(x)dx=∫ΩtueTmin−T(x)dx, f

(

T

)

=

e

T

min

Ω

tu

e

T

(

x

)

d

x

=

Ω

tu

e

T

min

T

(

x

)

d

x

,

where T min is the minimal temperature of the current iteration step. This modification guarantees that the argument of the exponential function does not become too large. The analog modification for the objective function ( ) is straightforward.

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Optimizing the probe placement

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Qrf=Q(u),Q:U→L2(Ω),T=T(Qrf),T:L2(Ω)→H1(Ω) Q

rf

=

Q

(

u

)

,

Q

:

U

L

2

(

Ω

)

,

T

=

T

(

Q

rf

)

,

T

:

L

2

(

Ω

)

H

1

(

Ω

)

To optimize the probe location, we are looking for uU such that F:U→R,u↦F(u):=f F

:

U

,

u

F

(

u

)

:=

f · T T · Q Q ( u ) becomes minimal.

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U˜=Ω×(R3{0})⊃U, U

˜

=

Ω

×

(

3

\

{

0

}

)

U

,

and introduce the projection

P:U˜→U,(x¯,a¯)↦(x¯,a¯/|a¯|). P

:

U

˜

U

,

(

x

¯

,

a

¯

)

(

x

¯

,

a

¯

/

|

a

¯

|

)

.

Now we set

Q(x¯,a¯)=(Q⋅P)(x¯,a¯)=Q(x¯,a¯/|a¯|), Q

(

x

¯

,

a

¯

)

=

(

Q

P

)

(

x

¯

,

a

¯

)

=

Q

(

x

¯

,

a

¯

/

|

a

¯

|

)

,

(ie, Q Q does not depend on the length of a¯ a

¯ ).

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Initial value

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Descent direction

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Step size

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Stopping criterion

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Descent Direction

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∂ujF(u)=f′(T⋅Q(u))[T′(Q(u))[∂ujQ(u)]]=T′(Q(u))*[f′(T⋅Q(u))][∂ujQ(u)] ∂

u

j

F

(

u

)

=

f

(

T

Q

(

u

)

)

[

T

(

Q

(

u

)

)

[

u

j

Q

(

u

)

]

]

=

T

(

Q

(

u

)

)

*

[

f

(

T

Q

(

u

)

)

]

[

u

j

Q

(

u

)

]

where ′ denotes the Frechet derivative, * denotes the adjoint operator, and brackets [ · ] denote the application of linear operators. For the calculation of ∂ujQ(u) ∂

u

j

Q

(

u

) , we use a numerical approximation by central differences, whereas we determine f′ analytically as

f′(T)[w]=−(αe−αT,w)L2(Ωtu). f

(

T

)

[

w

]

=

(

α

e

α

T

,

w

)

L

2

(

Ω

tu

)

.

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T′(Qrf)*[f′(T)][w]=(p,w)L2(Ω), T

(

Q

rf

)

*

[

f

(

T

)

]

[

w

]

=

(

p

,

w

)

L

2

(

Ω

)

,

where pH 1 (Ω) is the solution to the adjoint problem of Eq 5b with boundary condition (Eq 4 ):

−λΔp+vp=−αe−αTp=0inΩ,onΓout. −

λ

Δ

p

+

v

p

=

α

e

α

T

in

Ω

,

p

=

0

on

Γ

out

.

The advantage of the above application of the chain-rule Eq 8 over a numerical approximation of ∂ujF(u) ∂

u

j

F

(

u

) is the reduction of the numerical effort. Our approach needs evaluations of the potential equation only (everything else is done analytically), whereas a full numerical differentiation would involve the coupled system (Eq 5a, 5b ) and thus be at least about twice as expensive.

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Step Size

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s0∣∣v0∣∣=12diam(Ω),i.e.s0=diam(Ω)2|v0|. s

0

|

v

0

|

=

1

2

diam

(

Ω

)

,

i.e.

s

0

=

diam

(

Ω

)

2

|

v

0

|

.

In the following iteration steps n > 0 we start with a step size that fulfills

|vn|sn=2∣∣vn−1∣∣sn−1,i.e.sn=2∣∣vn−1∣∣|vn|sn−1. |

v

n

|

s

n

=

2

|

v

n

1

|

s

n

1

,

i.e.

s

n

=

2

|

v

n

1

|

|

v

n

|

s

n

1

.

After having chosen an initial value for the step size s n , we bisect s n until the new iterate un+1=P(un+snvn) u

n

+

1

=

P

(

u

n

+

s

n

v

n

) fulfills u__n +1 ∈ U and F( u__n +1 ) < F ( u__n ). If these conditions are not matched after a certain number of bisections, the step size s n is set to zero and the algorithm stops.

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Stopping Criterion

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∣∣x¯n+1−x¯n∣∣<1and∣∣a¯n+1−a¯n∣∣<2. |

x

¯

n

+

1

x

¯

n

|

<

1

and

|

a

¯

n

+

1

a

¯

n

|

<

2

.

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Optimization of Multiple Coupled Probes

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U={(x¯,a¯,r¯)∈Ω×S2×S2:r¯⊥a¯}. U

=

{

(

x

¯

,

a

¯

,

r

¯

)

Ω

×

S

2

×

S

2

:

r

¯

a

¯

}

.

Again, for easier handling of the gradient with respect to the optimization variable, we replace U with the open set

U˜={(x¯,a¯,r¯)∈Ω×R3×R3:r¯∦a¯} U

˜

=

{

(

x

¯

,

a

¯

,

r

¯

)

Ω

×

3

×

3

:

r

¯

a

¯

}

and use the projection

P:U˜→U,(x¯,a¯,r¯)↦(x¯,a¯|a¯|,|a¯|2r¯−(r¯,a¯)a¯||a¯|2r¯−(r¯,a¯)a¯∣∣). P

:

U

˜

U

,

(

x

¯

,

a

¯

,

r

¯

)

(

x

¯

,

a

¯

|

a

¯

|

,

|

a

¯

|

2

r

¯

(

r

¯

,

a

¯

)

a

¯

|

|

a

¯

|

2

r

¯

(

r

¯

,

a

¯

)

a

¯

|

)

.

Figure 6, A probe cluster and its parameters.

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Discretization with finite elements

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Reduction to a Linear System of Equations

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λ(∇T,∇v)L2(Ω)+v(T,v)L2(Ω)=(Qrf+vTbody,v)L2(Ω)∀v∈H10(Ω). λ

(

T

,

v

)

L

2

(

Ω

)

+

v

(

T

,

v

)

L

2

(

Ω

)

=

(

Q

rf

+

v

T

body

,

v

)

L

2

(

Ω

)

v

H

0

1

(

Ω

)

.

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Vhl=span{ψli|i=1,…,nl}, V

l

h

=

span

{

ψ

i

l

|

i

=

1

,

,

n

l

}

,

where ψli ψ

i

l is given by the requirements that ψli ψ

i

l is trilinear on each grid cell of G l and ψli(xj)=δij ψ

i

l

(

x

j

)

=

δ

i

j for all nodes xi∈Nl x

i

N

l . Here δ ij is the Kronecker symbol. Then every function w∈Vhl w

V

l

h is determined by its nodal values w i at the vertices x i ∈ N l :

w(x)=∑nli=1wiψli(x). w

(

x

)

=

i

=

1

n

l

w

i

ψ

i

l

(

x

)

.

Because the weak form (Eq 11 ) is linear in the test function v , it suffices to test this equation with all the basis functions of Vhl V

l

h (ie v = ψil ψ

l

i for j = 1, …, n l ). This leads to a system of equations in the nodal values t i of the temperature T . Denoting the vector of nodal values with t = ( t i ) i and the right hand side with r = ( r i ) i , we have to solve

(λL+M)t=rwithri=(Qrf+vTbody,ψli)L2(Ω), (

λL

+

M

)

t

=

r

with

r

i

=

(

Q

rf

+

v

T

body

,

ψ

i

l

)

L

2

(

Ω

)

,

where L = ( L ij ) ij is the so called stiffness matrix and M = ( M ij ) ij the so called mass matrix defined by

Lij=(∇ψli,∇ψlj)L2(Ω)andMij=(vψli,ψlj)L2(Ω). L

i

j

=

(

ψ

i

l

,

ψ

j

l

)

L

2

(

Ω

)

and

M

i

j

=

(

v

ψ

i

l

,

ψ

j

l

)

L

2

(

Ω

)

.

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Numerical Integration

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∫Ωtue−αT(x)dx=∑E∈Gl∫EχLtu(x)e−αT(x)dx≈∑E∈Gl|E|8∑xi∈E∩Nl(χLtue−αT)(xi). ∫

Ω

tu

e

α

T

(

x

)

d

x

=

E

G

l

E

χ

t

u

L

(

x

)

e

α

T

(

x

)

d

x

E

G

l

|

E

|

8

x

i

E

N

l

(

χ

tu

L

e

α

T

)

(

x

i

)

.

For the integration of the mass matrix M and the right hand side r , we use lumped masses ( ), which corresponds to a quadrature in which the coefficient v and the heat source Q rf are evaluated at the midpoints of elements only.

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A Multiscale Optimization Approach

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Rll+1:Vhl+1→Vhl R

l

+

1

l

:

V

l

+

1

h

V

l

h

for l = 0, …, L − 1, which transports finite element functions to the next coarser level. A straightforward approach would use the trivial restriction that directly multiplies the nodal values of a fine-grid function with the coarse-grid basis function. However, this leads to unsatisfactory results, because on coarse grids it does not preserve details of the tumor, which have important influence on the choice of the optimal probe positioning. Therefore we propose to use the classical restriction of multigrid approaches for the solution of PDEs ( ). We set Rll+1=(Pll+1)T R

l

+

1

l

=

(

P

l

+

1

l

)

T where Pll+1 P

l

+

1

l is the trilinear interpolation from grid G l to grid G l +1 involving the weights {1/8,1/4,1/2,1}. So we set

χltu=Rll+1χl+1tu,χlv=Rll+1χl+1v. χ

tu

l

=

R

l

+

1

l

χ

tu

l

+

1

,

χ

v

l

=

R

l

+

1

l

χ

v

l

+

1

.

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Figure 7, Intersection of the probe with a slice of the grid orthogonal to the probe. Here, h i is the minimal voxel size of the grid G l , so the diameter of the probe must be at least hl2–√ hl2 .

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Figure 8, (Left) The progression of the objective function value is shown for the multiscale optimization algorithm (•) and the standard algorithm (+). In contrast to the standard algorithm the multiscale optimization finds a slightly better minimum with a smaller number of iterations on the finest grid. (Right) The progression of the objective function value is shown for the definition of a coarse grid tumor and vascular domains that involve a thresholding.

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χltu(xj)={10if(Rll+1χl+1)(xj)≥1/2else, χ

tu

l

(

x

j

)

=

{

1

i

f

(

R

l

+

1

l

χ

l

+

1

)

(

x

j

)

1

/

2

0

else,

and analog for χlv χ

v

l . The progression of the corresponding objective function value is shown in the right graph of Fig 7 . Because here the mass of the tumor and the vessels is not conserved on the coarse levels, the values of the objective function increase at the transition stages.

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Figure 9, Optimization of the probe’s placement for an artificial example with an ellipsoid-shaped tumor (dark gray), a linear vessel (black), and a monopolar probe (white-gray). The transparent layer is the corresponding 60°C isosurface of the temperature. (A) Steps 0 (start), 2, 5, and 20 of the first preoptimization (coarsest grid). (B) Steps 0 and 11 of the second preoptimization. (C) Steps 0 and 3 (end) of the main optimization. (Color images are available at www.cevis.uni-bremen.de/∼tim/ .)

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The Optimization Algorithm

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Table 1

Algorithm 1—Multi-scale optimization of the probe location

1:ll 0 ▷Start with level l 0 2: Initialize u¯. u

¯

. 3:while lL do 4:u 0 ← u¯ u

¯ ▷ Initialization 5:n ← 0 6:repeat ▷ Compute descent direction 7:v n ← −∇ u__F ( u n ) 8:if n = 0 then ▷ Initialize step size 9:s 0 = (2| v 0 |) −1 diam(Ω) 10:else 11:s n = 2| v__n −1 |(| v n |) −1 s__n −1 12:end if 13:m ← 0 ▷ Reset counter ▷ Determine step size 14:u__n +1 ← P ( u n + s n v n ) 15:while F ( u__n +1 ) > F ( u n ) or u__n +1 ∉ U do 16:mm + 1 ▷ Increase counter 17:if m = m max then 18: STOP. 19:end if 20:s ns n /2 ▷ Bisect step size 21:u__n +1 ← P ( u n + s n v n ) 22:end while 23:until u n +1 − u n | ≤ θ 24:u¯ u

¯ ← u__n +1 25:ll + 1 ▷ Proceed to next level 26:end while

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Numerical results

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Figure 10, Optimization for an example based on patient data with segmented tumor and surrounding vascular system. Here we have a fixed cluster of three monopolar probes with the corresponding 60°C isosurface of the temperature. (A) Steps 0 (start), 2, 5, and 11 of the first preoptimization (coarsest grid). (B) Steps 0 and 3 of the second preoptimization. (C) Steps 0 and 2 (end) of the main optimization.

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Figure 11, Comparison of the computed optimal probe placement (left) with the probe placement chosen by the responsible physician (right).

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Conclusions and future work

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Acknowledgments

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References

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