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Optimizing Adjuvant Treatment Decisions for Stage T2 Rectal Cancer Based on Mesorectal Node Size

Rationale and Objectives

The aim of this study was to optimize treatment decisions for patients with suspected stage T2 rectal cancer on the basis of mesorectal lymph node size at magnetic resonance imaging.

Materials and Methods

A decision-analytic model was developed to predict outcomes for patients with stage T2 rectal cancer at magnetic resonance imaging. Node-positive patients were assumed to benefit from chemoradiation prior to surgery. Imperfect magnetic resonance imaging performance for primary cancer and mesorectal nodal staging was incorporated. Five triage strategies were considered for administering preoperative chemoradiation: treat all patients; treat for any mesorectal node >3, >5, and >7 mm in size; and treat no patients. If nodal metastases or unsuspected stage T3 disease went untreated preoperatively, postoperative chemoradiation was needed, resulting in poorer outcomes. For each strategy, rates of acute and long-term chemoradiation toxicity and of 5-year local recurrence were computed. Effects of input parameter uncertainty were evaluated in sensitivity analysis.

Results

The optimal strategy depended on the outcome prioritized. Acute and long-term chemoradiation toxicity rates were minimized by triaging only patients with nodes >7 mm to preoperative chemoradiation (18.9% and 10.8%, respectively). A treat-all strategy minimized the 5-year local recurrence rate (5.6%). A 7-mm nodal triage threshold increased the 5-year local recurrence rate to 8.0%; when no patients were treated preoperatively, the local recurrence rate was 10.1%. With improved primary tumor staging, all outcomes could be further optimized.

Conclusions

Mesorectal nodal size thresholds for preoperative chemoradiation should depend on the outcome prioritized: higher size thresholds reduce chemoradiation toxicity but increase recurrence rates. Improvements in nodal staging will have greater impact if primary tumor staging can be improved.

Rectal cancer remains a leading cause of malignancy in the United States, with 40,290 new cases predicted in 2012 . For patients with locally advanced disease, designated as stage T3 or node-positive disease, surgery with adjuvant chemoradiation has recently emerged as the standard of care . Primarily because of increased patient compliance, enhanced tumor radiosensitivity, and radiation sparing of the colonic segment that will be used as a future reservoir for stool, patient outcomes are optimized with preoperative (as opposed to postoperative) chemoradiation . As a result, optimal therapeutic choices hinge on the accuracy of initial staging; whereas patients with advanced disease benefit from preoperative adjuvant therapy, those with stage T2 (or less) node-negative disease may incur unnecessary treatment toxicities if overstaged and overtreated .

Magnetic resonance imaging (MRI) has been increasingly used for preoperative staging and treatment planning in patients with rectal cancer . To date, most studies of MRI performance in this setting have focused on its ability to discern stage T2 and T3 tumors . Several authors have proposed MRI criteria for determining primary tumor stage . Meaningful criteria for determining lymph node positivity at MRI, particularly for commonly visible mesorectal nodes, have been difficult to establish . With increasing nodal size, the likelihood of nodal malignancy is higher, but there is considerable overlap between the sizes of benign and malignant lymph nodes . Other criteria for detecting mesorectal lymph node metastases at MRI, on the basis of border or signal characteristics, can be subject to interpretation variability . Accurate determination of lymph node status is particularly critical for patients with tumors designated as stage T2 preoperatively, because suspected nodal involvement in these patients necessitates preoperative chemoradiation despite the primary tumor’s T2 designation.

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Materials and methods

Decision Analysis Overview

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Decision Model and Structure

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Figure 1, Simplified schematic of decision model. Five management strategies (options 1–5) were considered for management of suspected stage T2 rectal cancer at magnetic resonance imaging (MRI) in a hypothetical patient cohort. This schematic provides an overview of how the consequences of opting for one strategy over another were addressed in our analysis.

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Decision Model Input Data

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Table 1

Input Parameter Estimates for the Decision Model

Parameter BCE Sensitivity Analysis Range Source Sensitivity of each model strategy for detecting mesorectal nodal metastases (75 patients total, 22/75 with nodal metastases) Option 1: assume all patients have mesorectal nodal metastases (even if none visualized at MRI) 1 – Option 2: assume patients with any mesorectal node >3 mm have metastases 0.91 0.71–0.99 ∗ Option 3: assume patients with any mesorectal node >5 mm have metastases 0.73 0.50–0.89 ∗ Option 4: assume patients with any mesorectal node >7 mm have metastases 0.55 0.32–0.76 ∗ Option 5: assume no patients have metastases 0 – Specificity of each model strategy for detecting mesorectal nodal metastases Option 1 0 – Option 2 0.43 0.30–0.58 ∗ Option 3 0.75 0.62–0.86 ∗ Option 4 0.91 0.79–0.97 ∗ Option 5 1 – Probability of stage T2 primary tumor at pathology, given T2 appearance at MRI ( P trueT2 ) 0.65 (0.5–1.5) × BCE † Probability of stage T3 primary tumor at pathology, given T2 appearance at MRI ( P falseT2 ) 0.35 – 1− p trueT2 † Probability of mesorectal nodal metastasis given stage T2 primary tumor at pathology 0.25 (0.5–1.5) × BCE Probability of mesorectal nodal metastasis given stage T3 primary tumor at pathology 0.62 (0.5–1.5) × BCE

BCE, base-case estimate; MRI, magnetic resonance imaging.

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Table 2

Outcome Estimates by Pathologic Stage and Treatment Received

Outcome Model Estimate Source T2N0 ∗ : 5-y probability of local cancer recurrence 0.037 T2N+ † treated with preoperative chemoradiation: 5-y probability of local cancer recurrence 0.070 ( ‡ , ) T2N+ treated with postoperative chemoradiation: 5-y probability of local cancer recurrence 0.15 ( ‡ , ) T3N0 treated with preoperative chemoradiation: 5-y probability of local cancer recurrence 0.046 ( ‡ , ) T3N0 treated with postoperative chemoradiation: 5-y probability of local cancer recurrence 0.10 ( ‡ , ) T3N+ treated with preoperative chemoradiation: 5-y probability of local cancer recurrence 0.096 ( ‡ , ) T3N+ treated with postoperative chemoradiation: 5-y probability of local cancer recurrence 0.21 ( ‡ , ) Acute toxicity rate, if received preoperative chemoradiation 0.27 Acute toxicity rate, if received postoperative chemoradiation 0.40 Long-term toxicity rate, if received preoperative chemoradiation 0.14 Long-term toxicity rate, if received postoperative chemoradiation 0.24

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Table 3

Additional Parameter Estimates for Sensitivity and Secondary Analyses

Parameter Parameter Estimate Source Sensitivity and specificity of each model strategy for detecting mesorectal nodal metastases Sensitivity, specificity ∗ (pooled data included 416 nodes, 78/416 with nodal metastases) Option 1: assume all patients have mesorectal nodal metastases (even if none visualized at magnetic resonance imaging) 1, 0 Option 2: assume patients with any mesorectal node >3 mm have metastases 0.78, 0.71 Option 3: assume patients with any mesorectal node >5 mm have metastases 0.46, 0.91 Option 4: assume patients with any mesorectal node >7 mm have metastases 0.27, 0.96 Option 5: assume no patients have metastases 0, 1 Sensitivity and specificity of irregular nodal border for detecting mesorectal nodal metastases 0.75, 0.98 Sensitivity and specificity of irregular nodal border or mixed signal intensity for detecting mesorectal nodal metastases 0.85, 0.98

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MRI performance of each nodal size threshold for detecting nodal metastases

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MRI uncertainty in stage T2 designation of the primary tumor

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Underlying prevalence of lymph node metastases

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Outcomes: chemoradiation toxicity and cancer recurrence

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Base-case and Sensitivity Analyses

Base-case analysis

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Sensitivity analysis

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Secondary Analysis: Morphologic Criteria for Positive Mesorectal Nodes

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Results

Base-case Analysis

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Figure 2, Base-case and secondary analyses results. No single strategy concurrently minimized all adverse outcomes across the hypothetical cohort. Base-case strategies included nodal size-based strategies for triage to preoperative chemoradiation and “treat-all” and “treat-none” strategies. Secondary analysis strategies were based on nodal border and signal intensity characteristics. Secondary analysis triage strategies minimized toxicity rates, but not recurrence rates, beyond the nodal size-based strategies.

Table 4

Base-case and Sensitivity Analyses Results

Parameter Estimate Option 1: Treat All Option 2: Treat >3 mm Option 3: Treat >5 mm Option 4: Treat >7 mm Option 5: Treat None Rate of acute chemoradiation toxicity Base-case ∗ 27.0% 22.5% 19.7% 18.9% 20.5% Base-case sensitivity, upper limit specificity ∗ 27.0% 20.8% 18.5% 18.1% 20.5% Base-case sensitivity, lower limit specificity ∗ 27.0% 24.0% 21.2% 20.2% 20.5% Upper limit sensitivity, base-case specificity ∗ 27.0% 22.1% 19.0% 17.8% 20.5% Lower limit sensitivity, base-case specificity ∗ 27.0% 23.5% 20.9% 20.0% 20.5% Upper limit sensitivity, upper limit specificity ∗ 27.0% 20.4% 17.7% 17.1% 20.5% Lower limit sensitivity, lower limit specificity ∗ 27.0% 25.0% 22.4% 21.3% 20.5%p trueT2 0.33 (0.5 × base-case estimate) 27.0% 26.2% 26.3% 27.0% 30.3% 0.98 (1.5 × base-case estimate) 27.0% 18.8% 13.1% 10.8% 10.7% Probability of nodal metastasis given T2 tumor at pathology 0.13 (0.5 × base-case estimate) 27.0% 21.4% 17.8% 16.4% 17.3% 0.38 (1.5 × base-case estimate) 27.0% 23.5% 21.7% 21.4% 23.8% Probability of nodal metastasis given T3 tumor at pathology 0.31 (0.5 × base-case estimate) 27.0% 23.0% 20.4% 19.5% 20.5% 0.93 (1.5 × base-case estimate) 27.0% 22.0% 19.0% 18.3% 20.5% Sensitivity and specificity (node-by-node) basis † 27.0% 20.0% 19.3% 19.6% 20.5% Rate of long-term chemoradiation toxicity Base-case ∗ 14.0% 12.0% 10.9% 10.8% 12.3% Base-case sensitivity, upper limit specificity ∗ 14.0% 11.2% 10.3% 10.4% 12.3% Base-case sensitivity, lower limit specificity ∗ 14.0% 12.7% 11.6% 11.4% 12.3% Upper limit sensitivity, base-case specificity ∗ 14.0% 11.7% 10.3% 9.9% 12.3% Lower limit sensitivity, base-case specificity ∗ 14.0% 12.7% 11.8% 11.6% 12.3% Upper limit sensitivity, upper limit specificity ∗ 14.0% 10.9% 9.7% 9.6% 12.3% Lower limit sensitivity, lower limit specificity ∗ 14.0% 13.5% 12.5% 12.2% 12.3%p trueT2 0.33 (0.5 × base-case estimate) 14.0% 14.1% 14.7% 15.5% 18.2% 0.98 (1.5 × base-case estimate) 14.0% 9.8% 7.1% 6.0% 6.5% Probability of nodal metastasis given T2 tumor at pathology 0.13 (0.5 × base-case estimate) 14.0% 11.4% 9.8% 9.3% 10.4% 0.38 (1.5 × base-case estimate) 14.0% 12.5% 12.0% 12.1% 14.3% Probability of nodal metastasis given T3 tumor at pathology 0.31 (0.5 × base-case estimate) 14.0% 12.3% 11.4% 11.2% 12.3% 0.93 (1.5 × base-case estimate) 14.0% 11.6% 10.4% 10.3% 12.3% Sensitivity and specificity (node-by-node) basis † 14.0% 10.9% 11.0% 11.5% 12.3% 5-y rate of local cancer recurrence Base-case ∗ 5.6% 6.3% 7.2% 8.0% 10.1% Base-case sensitivity, upper limit specificity ∗ 5.6% 6.4% 7.3% 8.0% 10.1% Base-case sensitivity, lower limit specificity ∗ 5.6% 6.2% 7.1% 7.9% 10.1% Upper limit sensitivity, base-case specificity ∗ 5.6% 6.0% 6.6% 7.2% 10.1% Lower limit sensitivity, base-case specificity ∗ 5.6% 7.0% 8.1% 8.9% 10.1% Upper limit sensitivity, upper limit specificity ∗ 5.6% 6.1% 6.7% 7.2% 10.1% Lower limit sensitivity, lower limit specificity ∗ 5.6% 6.9% 8.0% 8.8% 10.1%p trueT2 0.33 (0.5 x base-case estimate) 6.7% 7.8% 9.2% 10.4% 13.4% 0.98 (1.5 x base-case estimate) 4.6% 4.8% 5.2% 5.6% 6.8% Probability of nodal metastasis given T2 tumor at pathology 0.13 (0.5 × base-case estimate) 5.4% 6.0% 6.8% 7.4% 9.2% 0.38 (1.5 × base-case estimate) 5.9% 6.6% 7.7% 8.6% 11.1% Probability of nodal metastasis given T3 tumor at pathology 0.31 (0.5 × base-case estimate) 5.1% 5.9% 6.8% 7.4% 8.9% 0.93 (1.5 × base-case estimate) 6.2% 6.7% 7.6% 8.6% 11.3% Sensitivity and specificity (node-by-node) basis † 5.6% 7.0% 8.3% 9.1% 10.1% Reduction factor ‡ 0.23 (0.5 × base-case estimate) 3.7% 4.7% 6.0% 7.1% 10.1% 0.69 (1.5 × base-case estimate) 7.5% 7.9% 8.4% 8.9% 10.1%

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Sensitivity Analysis: Reported by Outcome of Interest

Minimizing acute chemoradiation toxicity

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Minimizing long-term chemoradiation toxicity

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Local recurrence rates achieved by treating preoperatively versus postoperatively

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Figure 3, Sensitivity analysis of the reduction factor. Changes in the reduction factor, indicative of the proportional benefit derived from preoperative versus postoperative treatment, resulted in corresponding changes in local recurrence rates for each strategy. Decreasing the reduction factor (or increasing this proportional benefit) caused divergence of recurrence rates across all size criteria. Increasing the reduction factor (or reducing this proportional benefit), caused convergence of recurrence rates across all size criteria.

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Improved primary tumor staging and the effects on local recurrence

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Secondary Analysis: Morphologic Criteria for Positive Mesorectal Nodes

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Discussion

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Conclusions

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Appendix

MRI Uncertainty in Stage T2 Designation of the Primary Tumor

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Table A1

Treatment Implications for Different Combinations of Imaging and Intraoperative Findings

Clinical Scenario (Tumor at Magnetic Resonance Imaging) Intraoperative Findings (Tumor at Pathology) Preoperative Treatment Given Postoperative Treatment Given T2N− T2N− No No T2N+ Yes (unnecessary) No T2N− T2N+ No Yes T2N+ Yes No T2N− T3N− No Yes T2N+ Yes No T2N− T3N+ No Yes T2N+ Yes No

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