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Quantifying the Extent of Emphysema

Rationale and Objectives

This study investigated what factors radiologists take into account when estimating emphysema severity and assessed quantitative computed tomography (CT) measurements of low attenuation areas.

Materials and Methods

CT scans and spirometry were obtained on 1519 chronic obstructive pulmonary disease (COPD) subjects, 269 smoker controls, and 184 nonsmoker controls from the Evaluation of COPD Longitudinally to Indentify Surrogate Endpoints (ECLIPSE) study. CT scans were analyzed using the threshold technique (%<−950HU) and a low attenuation cluster analysis. Two radiologists scored emphysema severity (0 to 5 scale), described the predominant type and distribution of emphysema, and the presence of suspected small airways disease.

Results

The percent low attenuation area (%LAA) and visual scores of emphysema severity correlated well ( r = 0.77, P < .001). %LAA, low attenuation cluster analysis, and absence of radiologist described gas trapping, distribution, and predominant type of emphysema were predictors of visual scores of emphysema severity (all P < .001). CT scans scored as showing regions of gas trapping had smaller lesions for a similar %LAA than those without ( P < .001).

Conclusions

Visual estimates of emphysema are not only determined by the extent of LAA, but also by lesion size, predominant type, and distribution of emphysema and presence/absence of areas of small airways disease. A computer analysis of low attenuation cluster size helps quantitative algorithms discriminate low attenuation areas from gas trapping, image noise, and emphysema.

The introduction of computed tomography (CT) has changed the way that clinicians diagnose and quantify the extent of emphysema in living individuals. It was recognized early on that the frequency distribution of x-ray attenuation values in a CT image of the lung (CT densitometry) could produce an estimate of the extent of emphysema . Even though there has been a great deal of attention given to densitometric assessment of emphysema , the daily clinical routine is still to visually grade disease extent and severity.

Both densitometry and visual grading of emphysema extent have been shown to correlate well with the extent of emphysema on histology specimens. However, the estimations produced by densitometry have been reported to be similar to the extent of emphysema in histology specimens, whereas visual estimations tend to overestimate the extent of emphysema . Visual scores, on the other hand, have been reported to show stronger associations with spirometry data , the core diagnostic test to detect and stage chronic obstructive pulmonary disease (COPD) .

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Material and methods

Subjects

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Pulmonary Function Testing

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CT and Quantitative Analysis (Densitometry)

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Qualitative Analysis (Visual Scoring)

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Statistics

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Ethics Approval

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Results

Demographics

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Table 1

Demographic Data by Study Group (A) and GOLD Stage (B)

Table 1A_P_ Values COPD Subjects Smoker Controls Non-smoker Controls Overall COPD vs Smoker Controls COPD vs. Nonsmoker Controls Smoker Controls vs. Nonsmoker Controls_n_ 1519 269 184 Age (y) 63.2 (6.9) 54.8 (8.9) 54.1 (9.1) <.001 <.001 <.001 .329 Sex (M/F) 960/559 151/118 65/119 <.001 .028 <.001 <.001 Height 169.5 (8.9) 172.1 (9.1) 167.9 (8.8) <.001 <.001 .027 <.001 Weight 74.7 (17.3) 78.8 (14.9) 76.9 (16.1) <.001 <.001 .093 .238 Body mass index 25.9 (5.2) 26.5 (4.2) 27.2 (4.9) .001 .055 .001 .175 Pack-years 48.0 (26.3) 31.5 (22.6) 0.0 (0.1) <.001 <.001 <.001 <.001 Current smoker (%) 38% 63% 0 <.001 <.001 <.001 <.001 Never smoked (%) 0 0 96% FEV1% predicted 48.8 (15.8) 109.0 (11.5) 115.6 (13.6) <.001 <.001 <.001 <.001 FEV1/FVC 44.4 (11.5) 79.1 (5.1) 81.4 (5.2) <.001 <.001 <.001 .022 % LAA 18.1 (12.5) 2.3 (3.0) 4.2 (4.2) <.001 <.001 <.001 .076

Table 1B_P_ Values GOLD II GOLD III GOLD IV Overall GOLD II vs GOLD III GOLD II vs GOLD IV GOLD III vs GOLD IV_n_ 692 635 190 Age (y) 63.2 (7.1) 63.5 (6.8) 61.6 (6.9) .005 .486 .005 .001 Sex (M/F) 404/288 423/212 132/58 .001 .002 .006 .461 Height 169.0 (9.1) 169.7 (8.7) 170.2 (8.9) .202 .184 .119 .509 Weight 76.7 (17.3) 73.7 (16.6) 70.9 (18.5) <.001 .002 <.001 .044 Body mass index 26.7 (5.1) 25.5 (5.1) 24.3 (5.3) <.001 <.001 <.001 .004 Pack-years 47.0 (28.1) 49.1 (24.3) 48.5 (25.9) .335 .146 .467 .807 Current smoker (%) 39% 38% 29% .047 .825 .016 .025 FEV1% predicted 63.2 (8.4) 40.2 (5.8) 24.5 (3.7) <.001 <.001 <.001 <.001 FEV1/FVC 52.3 (8.8) 39.6 (8.5) 31.5 (7.5) <.001 <.001 <.001 <.001 % LAA 12.3 (9.7) 21.0 (11.8) 29.5 (12.6) <.001 <.001 <.001 <.001

Results are given as mean ± standard deviation.

FEV 1 , forced expiratory volume in 1 second; FVC, forced vital capacity; %LAA, percent low attenuation area.

Table 2

Radiologist Graded Emphysema Extent Scores by Study Group (A) and GOLD Stage (B)

Table 2A EmphysemaExtent Emphysema Grade COPD Subjects n (%) Smoker Controls n (%) Nonsmoker Controls n (%) No emphysema 0 72 (4.7) 19 (7.1) 68 (37.0) 0.5 3 (0.2) 0 2 (1.1) <5%, trivial 1 283 (18.6) 227 (84.4) 110 (59.8) 1.5 105 (6.9) 9 (3.3) 3 (1.6) 5–25%, mild 2 216 (14.2) 9 (3.3) 0 2.5 100 (6.6) 1 (0.4) 1 (0.5) 26–50%, moderate 3 195 (12.8) 4 (1.5) 0 3.5 109 (7.2) 0 0 51–75%, severe 4 184 (12.1) 0 0 4.5 105 (6.9) 0 0 >75%, very severe 5 147 (9.7) 0 0

Table 2B Emphysema Extent Emphysema Grade GOLD II n (%) GOLD III n (%) GOLD IV n (%) No emphysema 0 52 (7.5) 18 (2.8) 2 (1.1) 0.5 2 (0.3) 1 (0.2) 0 <5%, trivial 1 197 (28.5) 76 (12.0) 10 (5.3) 1.5 59 (8.5) 41 (6.5) 4 (2.1) 5–25%, mild 2 126 (18.2) 74 (11.7) 15 (7.9) 2.5 45 (6.5) 42 (6.6) 13 (6.8) 26–50%, moderate 3 88 (12.7) 86 (13.5) 21 (11.1) 3.5 37 (5.3) 58 (9.1) 14 (7.4) 51–75%, severe 4 43 (6.2) 108 (17.0) 33 (17.4) 4.5 20 (2.9) 55 (8.7) 30 (15.8) >75%, very severe 5 23 (3.3) 76 (12.0) 48 (25.3)

Computed tomography scans were graded using a 6-point grading scale: 0 = no emphysema, 1 = <5% (trivial), 2 = 5–25% (mild), 3 = 26–50% (moderate), 4 = 51–75% (severe), and 5 = >75% involvement of both lungs (very severe). In case of disagreement, the mean score of the two readers was used as the final score (0.5, 1.5, 2.5, 3.5, or 4.5). Values are shown as the number of subjects in each grade and as the percent of total number of subjects in the group.

COPD, chronic obstructive pulmonary disease.

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Quantitative versus Qualitative Analysis and Impact of Lesion Size

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Figure 1, This figure shows three individuals with the low attenuation cluster analysis of emphysema shown in (a,b,c) . The colored regions represent connected regions of the lung voxels below −950 HU. Each color represents a different lobe. Corresponding computed tomography (CT) images from the carina ( d,e,f ) and the inferior pulmonary vein (g, h, i) are also shown. Subject A is considered to have trivial emphysema by radiologists and %LAA assessment as indicated by the lack of colored regions in the three-dimensional reconstruction of the LAC analysis (a) and the lack of low attenuating regions in CT images. Subject B has severe emphysema indicated by the large colored regions (b) and the large low attenuating areas indicated by arrows ( ) (e,h) . Subject C has mild emphysema with small lesions indicated individual colored regions in the upper lobes (c) and marked by arrows ( ) (f) and large diffuse areas of decreased attenuation suggesting “gas-trapping” from small airways disease (arrowhead ) (i) .

Figure 2, Box plot of radiologist-assessed emphysema grade vs. quantitative estimation (%LAA) of emphysema severity. Note that visual scores tend to overestimate extent of emphysema compared to %LAA. Computed tomography scans were graded using a six point grading scale: 0 = no emphysema, 1 = <5% (trivial), 2 = 5–25% (mild), 3 = 26–50% (moderate), 4 = 51–75% (severe), and 5 = >75% involvement of both lungs (very severe). In case of disagreement, the mean score of the two readers was used as the final score (0.5, 1.5, 2.5, 3.5, or 4.5).

Table 3

Extent of Low-attenuation Areas for Each Emphysema Score

Emphysema Extent Emphysema Grade %LAA (−950 HU) 5‒95% Confidence Intervals Decreased Attenuation n (%) No emphysema 0 6.3 (6.5) 0.4–20.9 92 (57.9) 0.5 7.0 (3.7) 1.4–10.1 4 (80.0) <5%, trivial 1 5.4 (5.9) 0.2–18.2 231 (37.3) 1.5 9.7 (8.1) 0.5–25.8 61 (52.1) 5–25%, mild 2 10.8 (7.6) 1.5–25.8 99 (44.0) 2.5 14.5 (7.4) 2.5–27.3 38 (37.3) 26–50%, moderate 3 17.4 (7.7) 5.0–30.6 47 (23.6) 3.5 21.9 (9.7) 7.9–39.3 22 (20.2) 51–75%, severe 4 27.1 (10.4) 12.6–45.9 15 (8.2) 4.5 31.9 (9.4) 15.3–46.8 11 (10.5) >75%, very severe 5 35.8 (9.4) 20.3–50.7 1 (0.7)

The last column represents the frequency of computed tomography scans scored as showing areas of decreased attenuation consistent with “gas-trapping” from small airways disease for each emphysema score. Results are shown as means and standard deviation (SD) except the decreased attenuation column which is the number of subjects and the percent of the group. The same grading system is used as described in Table 2 .

HU, Hounsfield units; %LAA, percent low attenuation area.

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Table 4

Frequencies of Types of Emphysema by Study Group (A) and GOLD Stage (B)

Table 4A Emphysema Type COPD Subjects n (%) Smoker Controls n (%) Nonsmoker Controls n (%) Centrilobular 1252 (82.4) 177 (65.8) 100 (54.3) Paraseptal 151 (9.9) 73 (27.1) 16 (8.7) Panacinar 44 (2.9) 0 0 Not applicable 72 (4.7) 19 (7.1) 68 (37.0)

Table 4B Emphysema Type GOLD II n (%) GOLD III n (%) GOLD IV n (%) Centrilobular 530 (76.6) 549 (86.5) 171 (90.0) Paraseptal 103 (14.9) 43 (6.8) 5 (2.6) Panacinar 7 (1.0) 25 (3.9) 12 (6.3) Not applicable 52 (7.5) 18 (2.8) 2 (1.1)

Results are shown as the number of subjects and the percent (%) of the total number of subjects in each group. For those who did not show emphysema, type is “not applicable.” If emphysema was present, but the radiologists were not sure about the type of emphysema, type was scored as “unknown.”

Table 5

Distribution of Emphysema as Scored by the Radiologists by Study Group (A) and GOLD Stage (B)

Table 5A Emphysema Distribution COPD Subjects n (%) Smoker Controls n (%) Nonsmoker Controls n (%) Upper lobe 1083 (71.3) 232 (86.2) 110 (59.8) Lower lobe 83 (5.5) 5 (1.9) 4 (2.2) Diffuse 281 (18.5) 13 (4.8) 2 (1.1) Not applicable 72 (4.7) 19 (7.1) 68 (37.0)

Table 5B Emphysema Distribution GOLD II n (%) GOLD III n (%) GOLD IV n (%) Upper lobe 521 (75.3) 432 (68.0) 128 (67.4) Lower lobe 25 (3.6) 46 (7.2) 12 (6.3) Diffuse 94 (13.6) 139 (21.9) 48 (25.3) Not applicable 52 (7.5) 18 (2.8) 2 (1.1)

Results are shown as the number of subjects and the percent of the total number of subjects in each group. For those who did not show emphysema, distribution is “not applicable.” If emphysema was present, but the radiologists were not sure about the distribution of emphysema, distribution was scored as “unknown.”

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Factors Predicting Radiologists’ Results

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Table 6

Odds Ratios (95% CI) for Each Cumulative Logit in Partial Proportional Odds Model (A) and Odds Ratios (95% CI) for Proportional Odds Model (B)

Table 6A Score = 5 Score ≥4 Score ≥3 Score ≥2 %LAA 1.11 (1.09‒1.12) 1.11 (1.09‒1.12) 1.11 (1.09‒1.12) 1.11 (1.09‒1.12) Trapping: no vs. yes 5.02 (3.95‒6.38) 5.02 (3.95‒6.38) 5.02 (3.95‒6.38) 5.02 (3.95‒6.38) Diffuse vs. upper 1.81 (1.24‒2.64) 2.26 (1.59‒3.21) 3.58 (2.37‒5.42) 4.38 (2.42‒7.96) Lower vs. upper 2.35 (1.01‒5.51) 6.25 (3.22‒12.15) 4.45 (2.32‒8.56) 3.46 (1.33‒9.00) Low attenuation cluster analysis 4.38 (1.86‒10.33) 14.96 (7.54‒29.69) 17.43 (9.95‒30.52) 24.88 (13.55‒45.67) Centrilobular: no vs. yes 0.24 (0.16‒0.34) 0.24 (0.16‒0.34) 0.24 (0.16‒0.34) 0.24 (0.16‒0.34)

Table 6B Proportional Odds Model %LAA 1.10 (1.08‒1.11) Trapping: no vs. yes 4.73 (3.74‒5.99) Diffuse vs. upper 2.68 (2.06‒3.48) Lower vs. upper 4.15 (2.58‒6.67) Low attenuation cluster analysis 18.91 (12.13‒29.48) Centrilobular: No vs. yes 0.24 (0.17‒0.34)

%LAA, percent low attenuation area.

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Discussion

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Acknowledgments

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Appendix 1

Principal investigators and centers participating in eclipse (NCT00292552, SCO104960)

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